SEC Proposes New Cybersecurity Guidelines for Monetary Providers

Proposed new policies from the Securities and Change Fee (SEC) might spell adjustments for the way monetary companies corporations deal with cybersecurity. On Feb. 9, the SEC voted to suggest cybersecurity danger administration insurance policies for registered funding advisers, registered funding corporations and enterprise growth corporations (funds). Subsequent, the proposal […]

Federal Commerce Fee Proposes Small Enterprise Protections Towards Telemarketing Methods and Traps

The Federal Commerce Fee right this moment proposed extending protections towards telemarketing tips and traps to small companies and strengthening safeguards towards different pernicious telemarking ways plaguing shoppers. The company is in search of feedback on updates to the Telemarketing Gross sales Rule that will shield small companies towards business-to-business […]

SEC Proposes New Guidelines for SPACs

On March 30, 2022, the U.S. Securities and Change Fee (the “Fee” or “SEC”) proposed new rules and amendments relating to particular goal acquisition corporations (“SPACs”), shell corporations, and disclosure associated to projections.  The proposed new guidelines and amendments would, amongst different issues, if adopted: Improve disclosure necessities associated to SPACs and […]